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Daily Valuation Services
Services include design, recordkeeping, compliance, and custodial services for all forms of qualified and non-qualified defined contribution plans. |
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Administration |
| Plan Design |
| Plan Document |
| Form 5500 |
| Allocation of Forfeitures |
| Eligibility Determinations |
| Allocation of Profit Sharing Contributions |
Loan Administration
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Distribution Processing
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Participant Statements
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| Participant Web Access |
| Plan Sponsor Web Access |
Non-Discrimination Testing
- ADP/ACP Testing
- 416 Testing
- 410(b) Testing
- 401(a)(4) Testing
- 402(g)/415 Limits
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Share-based accounting of Employer Securities |
FOR ESOPs:
- ESOP Diversification
- 404(k) Administration (Dividend Elections)
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Custody |
| ACH/Wire/Check Deposits Clearing Corporation (NSCC) |
| Settling Bank Member, National Securities |
| Ameritrade Brokerage Account |
| 1099-R Reporting |
| Federal/State Tax Withholding and Reporting |
| Trust Account Reporting Investment Performance Reporting |
FOR ESOPs:
- Distribution of Cash Dividends under 404(k)
- 1099-Div Reporting
- Share-based accounting of Employer Securities
- Coordination of Proxy Voting
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Products & Demos 
